Planets and Archetypes
Richard Tarnas, Ph.D.
(excerpted from Cosmos and Psyche: Intimations of a New World View, New York: Viking, 2005)
"Wisdom is knowing in depth the great metaphors of meaning."
C.G. Jung
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The concept of planetary archetypes, in many respects the pivotal concept of the emerging astrological paradigm, is complex and must be approached from several directions. Before describing the nature of the association between planets and archetypes, however, we must first address the concept of archetypes more generally, and the remarkable evolution of the archetypal perspective in the history of Western thought.
The earliest form of the archetypal perspective, and in certain respects its deepest ground, is the primordial experience of the great gods and goddesses of the ancient mythic imagination. In this once universal mode of consciousness, memorably embodied at the dawn of Western culture in the Homeric epics and later in classical Greek drama, reality is understood to be pervaded and structured by powerful numinous forces and presences which are rendered to the human imagination as the divinized figures and narratives of ancient myth, often closely associated with the celestial bodies.
Yet our modern word god, or deity or divinity, does not accurately convey the lived meaning of these primordial powers for the archaic sensibility, a meaning that was sustained and developed in the Platonic understanding of the divine. This point was clearly articulated by W. K. C. Guthrie, drawing on a valuable distinction originally made by the German scholar Wilamowitz-Moellendorff:
Theos, the Greek word which we have in mind when we speak of Plato’s god, has primarily a predicative force. That is to say, the Greeks did not, as Christians or Jews do, first assert the existence of God and then proceed to enumerate his attributes, saying “God is good,” “God is love” and so forth. Rather they were so impressed or awed by the things in life or nature remarkable either for joy or fear that they said “this is a god” or “that is a god.” The Christian says “God is love,” the Greek “Love is theos,” or “a god.” As another writer [G. M. A. Grube] has explained it: “By saying that love, or victory, is god, or, to be more accurate, a god, was meant first and foremost that it is more than human, not subject to death, everlasting. . . . Any power, any force we see at work in the world, which is not born with us and will continue after we are gone could thus be called a god, and most of them were.”
In this state of mind, and with this sensitiveness to the superhuman character of many things which happen to us, and which give us, it may be, sudden stabs of joy or pain which we do not understand, a Greek poet could write lines like: “Recognition between friends is theos.” It is a state of mind which obviously has no small bearing on the much-discussed question of monotheism or polytheism in Plato, if indeed it does not rob the question of meaning altogether.
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As the Greek mind evolved, by a process sometimes too simply described as a transition from myth to reason, the divine absolutes ordering the world of the mythic imagination were gradually deconstructed and conceived anew in philosophical form in the dialogues of Plato. Building on both the Presocratics’ early philosophical discussions of the archai and the Pythagorean understanding of transcendent mathematical forms, and then more directly on the critical inquiries of his teacher Socrates, Plato gave to the archetypal perspective its classic metaphysical formulation. In the Platonic view, archetypes—the Ideas or Forms—are absolute essences that transcend the empirical world and yet give the world its form and meaning. They are timeless universals which serve as the fundamental reality informing every concrete particular. Something is beautiful precisely to the extent that the archetype of Beauty is present in it. Or, to put it alternatively, something is beautiful precisely to the extent that it participates in the archetype of Beauty. For Plato, direct knowledge of these Forms or Ideas is regarded as the spiritual goal of the philosopher and the intellectual passion of the scientist.
In turn, Plato’s student and successor Aristotle brought to the concept of universal forms a more empiricist approach, supported by a rationalism that was more secular in the character of its logical analysis rather than spiritual and epiphanic. In the Aristotelian perspective, the forms lost their numinosity but gained a new recognition of their dynamic and teleological character as concretely embodied in the empirical world and processes of life. For Aristotle, the universal forms primarily exist in things, not above or beyond them. Moreover, they not only give form and essential qualities to concrete particulars but also dynamically transmute them from within, from potentiality to actuality and maturity, as the acorn gradually metamorphoses into the oak tree, the embryo into the mature organism, a young girl into a woman. The organism is drawn forward by the form to a realization of its inherent potential, just as a work of art is actualized by the artist guided by the form in the artist’s mind. Matter is an intrinsic susceptibility to form, an unqualified openness to being configured and dynamically realized through form. In the case of a developing organism, after its essential character has been fully actualized, decay occurs as the form gradually “loses its hold.” The Aristotelian form thus serves both as an indwelling impulse that orders and moves development, and as the intelligible structure of a thing, its inner nature, that which makes it what it is, its essence. For Aristotle as for Plato, form is the principle by which something can be known, its essence recognized, its universal character distinguished within its particular embodiment.
The idea of archetypal or universal forms then underwent a number of important developments in the later classical, medieval, and Renaissance periods.2 It became the focus of one of the central and most sustained debates of Scholastic philosophy, “the problem of universals,” a controversy that both reflected and mediated the evolution of Western thought as the locus of intelligible reality gradually shifted from the transcendent to the immanent, from the universal to the particular, and ultimately from the divinely given archetypal Form (eidos) to the humanly constructed general name (nomina). After a final efflorescence in the philosophy and art of the High Renaissance, the concept of archetypes gradually retreated and then virtually disappeared with the modern rise of nominalist philosophy and empiricist science. The archetypal perspective remained vital principally in the arts, in classical and mythological studies, and in Romanticism, as a kind of archaic afterglow. Confined to the subjective realm of interior meaning by the dominant Enlightenment world view, it continued in this form latent within the modern sensibility. The radiant ascent and dominance of modern reason coincided precisely with the eclipse of the archetypal vision.
Between the triumph of nominalism in the seventeenth century and the rise of depth psychology in the twentieth, philosophy brought forth a weighty development, Kant’s Copernican revolution in philosophy, that would subsequently have major consequences for the form in which the archetypal perspective would eventually reemerge. With Kant’s critical turn, focused on discovering those subjective interpretive structures of the mind which order and condition all human knowledge and experience, the a priori categories and forms, the Enlightenment project underwent a crucial shift in philosophical concern, from the object of knowledge to the knowing subject, that would influence virtually every field of modern thought.
It was not until the turn of the twentieth century, foreshadowed by Nietzsche’s vision of the Dionysian and Apollonian principles shaping human culture, that the concept of archetypes began to undergo an unexpected renascence. The immediate matrix of its rebirth was the empirical discoveries of depth psychology—first with Freud’s insights into the Oedipus complex, Eros and Thanatos, Ego, Id, and Superego (a “powerful mythology,” as Wittgenstein called psychoanalysis), and then in an expanded, fully articulated form with the work of Jung and archetypal psychology. Jung, as we have seen, drawing on Kant’s critical epistemology as well as Freud’s instinct theory, yet going beyond both, described archetypes as autonomous primordial forms in the psyche that structure and impel all human experience and behavior. In his last formulations influenced by his research on synchronicities, Jung came to regard archetypes as expressions not only of a collective unconscious shared by all human beings, but of a larger matrix of being and meaning that informs and encompasses both the physical world and the human psyche.
Finally, further developments of the archetypal perspective emerged in the postmodern period, not only in post-Jungian psychology but in other fields such as anthropology, mythology, religious studies, philosophy of science, linguistic analysis, phenomenology, process philosophy, and feminist scholarship. In the crucible of postmodern thought, the concept of archetypes was elaborated and critiqued, refined through the deconstruction of rigidly essentialist “false universals” and cultural stereotypes, and enriched through an increased awareness of archetypes’ fluid, evolving, multivalent, and participatory nature. Reflecting many of the above influences, James Hillman sums up the archetypal perspective in depth psychology:
Let us then imagine archetypes as the deepest patterns of psychic functioning, the roots of the soul governing the perspectives we have of ourselves and the world. They are the axiomatic, self-evident images to which psychic life and our theories about it ever return. . . . There are many other metaphors for describing them: immaterial potentials of structure, like invisible crystals in solution or forms in plants that suddenly show forth under certain conditions; patterns of instinctual behavior like those in animals that direct actions along unswerving paths; the genres and topoi in literature; the recurring typicalities in history; the basic syndromes in psychiatry; the paradigmatic thought models in science; the world-wide figures, rituals, and relationships in anthropology.
But one thing is absolutely essential to the notion of archetypes: their emotional possessive effect, their bedazzlement of consciousness so that it becomes blind to its own stance. By setting up a universe which tends to hold everything we do, see, and say in the sway of its cosmos, an archetype is best comparable with a God. And Gods, religions sometimes say, are less accessible to the senses and to the intellect than they are to the imaginative vision and emotion of the soul.
They are cosmic perspectives in which the soul participates. They are the lords of its realms of being, the patterns for its mimesis. The soul cannot be, except in one of their patterns. All psychic reality is governed by one or another archetypal fantasy, given sanction by a God. I cannot but be in them.
There is no place without Gods and no activity that does not enact them. Every fantasy, every experience has its archetypal reason. There is nothing that does not belong to one God or another.
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Archetypes thus can be understood and described in many ways, and much of the history of Western thought has evolved and revolved around this very issue. For our present purposes, we can define an archetype as a universal principle or force that affects—impels, structures, permeates—the human psyche and the world of human experience on many levels. One can think of them in mythic terms as gods and goddesses (or what Blake called “the Immortals”), in Platonic terms as transcendent first principles and numinous Ideas, or in Aristotelian terms as immanent universals and dynamic indwelling forms. One can approach them in a Kantian mode as a priori categories of perception and cognition, in Schopenhauerian terms as the universal essences embodied in great works of art, or in the Nietzschean manner as primordial principles symbolizing basic cultural tendencies and modes of being. In the twentieth-century context, one can conceive of them in Husserlian terms as essential structures of human experience, in Wittgensteinian terms as linguistic family resemblances linking disparate but overlapping particulars, or in Whiteheadian terms as eternal objects and pure potentialities whose ingression informs the unfolding process of reality. Finally, with depth psychology, one can approach them in the Freudian mode as primordial instincts impelling and structuring biological and psychological processes, or in the Jungian manner as fundamental formal principles of the human psyche, universal expressions of a collective unconscious and unus mundus.
In a sense, the idea of archetypes is itself an archetype, an arche, a continually shape-shifting principle of principles, with multiple creative inflections and variations through the ages as diffracted through different individual and cultural sensibilities. In the course of that long evolution, the archetypal idea seems to have come full circle, arriving now in its post-synchronicity development at a place very closely resembling its ancient origins as cosmic archai, but with its many inflections and potentialities, as well as new dimensions altogether, having been unfolded and explored.
We can thus conceive of archetypes as possessing a transcendent and numinous quality, and yet simultaneously manifesting in specific down-to-earth physical, emotional, and cognitive embodiments. They are enduring a priori structures and essences, and yet are also dynamically indeterminate, open to inflection by many contingent factors, cultural and biographical, circumstantial and participatory. They are, in one sense, timeless and above the changing flux of phenomena, as in the Platonic understanding, and yet in another sense deeply malleable, evolving, and open to the widest diversity of creative human enaction. They seem to move from both within and without, manifesting as impulses, emotions, images, ideas, and interpretive structures in the interior psyche, yet also as concrete forms, events, and contexts in the external world, including synchronistic phenomena. Finally, they can be discussed and thought of in a scientific or philosophical manner as first principles and formal causes, and yet also be understood at another level in terms of mythic personae dramatis that are most adequately approached or apprehended through the powers of the poetic imagination or spiritual intuition. As Jung noted concerning his own mode of discourse when discussing the archetypal content of psychological phenomena:
It is possible to describe this content in rational, scientific language, but in this way one entirely fails to express its living character. Therefore, in describing the living processes of the psyche, I deliberately and consciously give preference to a dramatic, mythological way of thinking and speaking, because this is not only more expressive but also more exact than an abstract scientific terminology, which is wont to toy with the notion that its theoretic formulations may one fine day be resolved into algebraic equations.
Planetary Archetypes
The astrological thesis as developed within the Platonic-Jungian lineage holds that these complex, multidimensional archetypes governing the forms of human experience are intelligibly connected with the planets and their movements in the heavens. This association is observable in a constant coincidence between specific planetary alignments and specific archetypally patterned phenomena in human affairs. It is important for what follows that we understand the nature of this correspondence between planets and archetypes. It does not appear to be accurate to say that astrologers have, in essence, arbitrarily used the mythological stories of the ancients about the gods Jupiter and Saturn, Venus, Mars, Mercury, and the rest to project symbolic meaning onto the planets, which are in actuality merely neutral material bodies without intrinsic significance. Rather, a considerable body of evidence suggests that the movements of the planets named Jupiter and Saturn, Venus, Mars, and Mercury tend to coincide with patterns of human experience that closely resemble the character of those planets’ mythical counterparts. That is, the astrologer’s insight, perhaps intuitive and divinatory in its ancient origins, appears to be fundamentally an empirical one. This empiricism is given context and meaning by a mythic, archetypal perspective, a perspective that the planetary correlations seem to support and illustrate with remarkable consistency. The nature of these correlations presents to the astrological researcher what appears to be an orchestrated synthesis combining the precision of mathematical astronomy with the psychological complexity of the archetypal imagination, a synthesis whose sources seemingly exist a priori within the fabric of the universe.3
Here is where the distinction between the ancient philosophical (Platonic) and the modern psychological (earlier Jungian) conceptions of archetypes becomes especially relevant. Whereas the original Jungian archetypes were primarily considered to be the basic formal principles of the human psyche, the original Platonic archetypes were regarded as the essential principles of reality itself, rooted in the very nature of the cosmos.4 What separated these two views, of course, was the long development of Western thought that gradually differentiated a meaning-giving human subject from a neutral objective world, thereby necessarily locating the source of any universal principles of meaning within the human psyche. Integrating these two views (much as Jung began to do in his final years under the impact of synchronicities), contemporary astrology suggests that archetypes possess a reality that is both objective and subjective, informing both outer cosmos and inner human psyche—“as above so below”—with the human being playing a pivotal role in the specific inflection and participatory enactment of the universal archetypes’ concrete manifestation.
In effect, planetary archetypes are considered to be both “Jungian” (psychological) and “Platonic” (metaphysical) in nature—universal essences or forms at once intrinsic to and independent of the human mind, which not only endure as timeless universals but are also co-creatively enacted and recursively affected through human participation. And they are regarded as functioning in something like a Pythagorean-Platonic cosmic setting, i.e., in a cosmos pervasively integrated through the workings of a universal intelligence and creative principle—but again, with the crucial additional factor of human co-creative participation in the concrete expressions of this creative principle, with the human being recognized as itself a potentially autonomous embodiment of the cosmos and its creative power and intelligence.
In Jungian terms, the astrological evidence suggests that the collective unconscious is ultimately embedded in the macrocosm itself, with the shifting planetary patterns reflected in the archetypal dynamics of human experience. One could also say that the macrocosm is embedded in the collective unconscious, with the human psyche a microcosmic vessel of the cosmic whole. In Platonic terms, astrology affirms the existence of an anima mundi informing the cosmos, a world soul in which the human psyche participates. Finally, the Platonic, Jungian, and astrological understandings of archetypes are all complexly linked, both historically and conceptually, to the archetypal structures, narratives, and figures of ancient myth. Thus Campbell’s famous dictum:
It would not be too much to say that myth is the secret opening through which the inexhaustible energies of the cosmos pour into human cultural manifestation.
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So also Jung: “I hold Kerenyi to be absolutely right when he says that in the symbol the world itself is speaking.”5
For conceptual clarity, then, when we consider the meaning and character of each planetary archetype in the following chapters, it will be useful to understand these principles in three different senses: in the “Homeric” sense as a primordial deity and mythic figure, in the “Platonic” sense as a cosmic and metaphysical principle, and in the “Jungian” sense as a psychological principle (with its Kantian and Freudian background), with all of these associated with a specific planet. For example, the archetype of Venus can be approached on the Homeric level as the Greek mythic figure of Aphrodite, the goddess of beauty and love, the Mesopotamian Ishtar, the Roman Venus. On the Platonic level Venus can be understood in terms of the metaphysical principle of Eros and the Beautiful. And on the Jungian level Venus can be viewed as the psychological tendency to perceive, desire, create, or in some other way experience beauty and love, to attract and be attracted, to seek harmony and aesthetic or sensuous pleasure, to engage in artistic activity and in romantic and social relations. These different levels or senses, however, are distinguished here only to suggest the inherent complexity and ambiguity of archetypes, which must be formulated not as literal concretely definable entities, but rather as dynamic potentialities and essences of meaning that cannot be localized or restricted to a specific dimension.
Finally, alongside this essential multidimensionality of archetypes is their equally essential multivalence . The Saturn archetype can express itself as judgment but also as old age, as tradition but also as oppression, as time but also as mortality, as depression but also as discipline, as gravity in the sense of heaviness and weight but also as gravity in the sense of seriousness and dignity. Thus Jung:
The ground principles, the archai, of the unconscious are indescribable because of their wealth of reference, although in themselves recognizable. The discriminating intellect naturally keeps on trying to establish their singleness of meaning and thus misses the essential point; for what we can above all establish as the one thing consistent with their nature is their manifold meaning, their almost limitless wealth of reference, which makes any unilateral formulation impossible.
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This discussion is directly relevant to the results of our earlier consideration of free will and determinism in astrology. If I may summarize that complex but crucial thesis in a single statement: It seems to be specifically the multivalent potentiality that is intrinsic to the planetary archetypes—their dynamic indeterminacy—that opens up ontological space for the human being’s full co-creative participation in the unfolding of individual life, history, and the cosmic process. It is just this combination of archetypal multivalence and an autonomous participatory self that engenders the possibility of a genuinely open universe. The resulting cosmological metastructure is still Pythagorean-Platonic in essential ways, but the relationship of the human self and the cosmic principles has undergone a metamorphosis that fully reflects and integrates the enormous modern and postmodern developments.
Our philosophical understanding of archetypes, our scientific understanding of the cosmos, and our psychological understanding of the self—as well as our experience of all these—have all radically shifted and evolved in the course of our history, and have done so in complexly interconnected ways at each stage in this evolution.
There are ten planetary archetypes. Seven of these were recognized in the classical astrological tradition and correspond to the seven celestial bodies of the solar system visible to the unaided eye (Sun, Moon, Mercury, Venus, Mars, Jupiter, Saturn), while the other three correspond to those planets discovered by telescope in the modern era (Uranus, Neptune, and Pluto).6 The astrological tradition has long held that when astronomy was originally united with astrology, the ancients named the visible planets according to each one’s intrinsic archetypal character, that is, according to the ruling mythic deity of which the planet was the visible manifestation. The earliest surviving Greek text that named all the known planets is the Platonist dialogue the Epinomis , which explicitly postulated a cosmic association between the planets and specific gods.7 Written in the fourth century BC as an appendix to Plato’s last work the Laws (and composed either by Plato himself or a close disciple), the Epinomis , like the Laws, affirmed the divinity of the planets, and then went on to introduce the specific Greek name for each planet according to the deity which that planet was understood to be “sacred to”—Hermes, Aphrodite, Ares, Zeus, Kronos. These Greek gods were cited as corresponding to the equivalent Mesopotamian deities whose names had long been associated with the planets by the then already-ancient astrological tradition inherited from Babylonia. In turn, in later centuries these planets became known in Europe and the modern West by the names of their equivalent Roman incarnations, Mercury, Venus, Mars, Jupiter, and Saturn.
It will be useful here, as a preliminary summary, to set forth the specific archetypal meanings and qualities associated with each planet. As Jung recognized, however, the meanings of archetypes cannot be reduced to simple definitions, as if they were literal concrete entities whose basic essence could be exhausted once and for all with a neat algebraic formula:
A kind of fluid interpenetration belongs to the very nature of all archetypes. They can only be roughly circumscribed at best. Their living meaning comes out more from their presentation as a whole than from a single formulation. Every attempt to focus them more sharply is immediately punished by the intangible core of meaning losing its luminosity. No archetype can be reduced to a simple formula. It is a vessel which we can never empty, and never fill. . . . It persists throughout the ages and requires interpreting ever anew. The archetypes are the imperishable elements of the unconscious, but they change their shape continually.
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An archetypal principle is thus not so much defined as evoked. It is better conveyed through a wide range of examples that collectively illustrate and suggest the enduring intangible essence that is variously inflected through the archetype’s diverse embodiments. In the following chapters I have adopted this mode of presentation—a kind of self-presentation by the archetypes through their embodiments—as the one most appropriate to the nature of the principles and data we will be exploring. With these caveats and qualifications in mind, the following brief summary can serve as a starting point for the more extensive descriptions and analyses to come.
Each archetypal principle can express itself in both positive and problematic form. Each can manifest within the context of the individual life and psyche or on a collective level. Each has a potential for both feminine and masculine inflections, beyond the specific gender of the Greco-Roman mythic figure associated with the planet or luminary in question. For all the planets, both those known to the ancients and those discovered in the modern era, the body of evidence we will be examining points to the existence of transcultural archetypal principles that inform and encompass the observed synchronistic patterns of meaning. The specific mythic deities of the more local cultural mythologies such as the Greek or Roman appear to represent particular inflections of these transcultural archetypes. The Greco-Roman figures and narratives are resonant with significance for the Western cultural imagination, but ultimately they seem to be best understood as culturally specific embodiments of more universal archetypal principles.
Sun: the central principle of vital creative energy, the will to exist; the impulse and capacity to be, to manifest, to be active, to be central, to radiate, to “shine”; to rise above, achieve, integrate, and illuminate; the individual will and personal identity, the seat of mind and spirit, the animus, the executive functions of the self or ego, the capacity for initiative and purposeful assertion, the drive for individual autonomy and independence; directed and focused consciousness and self-awareness, the centrifugal expression of the self, the trajectory of self-manifestation, ascent and descent; the ruler of the day sky, of the clearly visible, the single source of luminosity that overcomes the encompassing darkness, the single-centered; yang ; the part that contains the whole in potentia ; Sol and all solar deities, the archetypal Hero in its many forms.
Moon: the matrix of being, the psychosomatic foundation of the self, the womb and ground of life; the body and the soul, that which senses and intuits, the feeling nature; the impulse and capacity to gestate and bring forth, to receive and reflect, to relate and respond, to need and to care, to nurture and be nurtured, the condition of dependence and interdependence; the diffusely conscious and the unconscious, the anima, the immanent, the centripetal, the home, the fertile source and ground; the cycle of manifestation, the waxing and waning, the eternal round; the ruler of the night sky, of the diffusely visible and the invisible, multiple sources of luminosity within the encompassing darkness, the multi-centered; yin ; the whole that contains the part in potentia ; Luna and all lunar deities, the Great Mother Goddess, together with aspects of the Child (puella , puer ), constituting the relational matrix of life.
Mercury: the principle of mind, thought, communication, that which articulates the primary creative energy and renders it intelligible; the impulse and capacity to think, to conceptualize, to connect and mediate, to use words and language, to give and receive information; to make sense of, to grasp, to perceive and reason, understand and articulate; to transport, translate, transmit; the principle of Logos; Hermes, the messenger of the gods.
Venus: the principle of desire, love, beauty, value; the impulse and capacity to attract and be attracted, to love and be loved, to seek and create beauty and harmony, to engage in social and romantic relations, sensuous pleasure, artistic and aesthetic experience; the principle of Eros and the Beautiful; Aphrodite, the goddess of love and beauty.
Mars: the principle of energetic force; the impulse and capacity to assert, to act and move energetically and forcefully, to produce an impact, to press forward and against, to defend and offend, to act with sharpness and ardor; the tendency to experience aggressiveness, anger, conflict, harm, violence, forceful physical energy; to be combative, competitive, courageous, vigorous; Ares, the god of war.
Jupiter: the principle of expansion, magnitude, growth, elevation, superiority; the capacity and impulse to enlarge and grow, to ascend and progress, to improve and magnify, to incorporate that which is external, to make greater wholes, to inflate; to experience success, honor, advancement, plenitude, abundance, prodigality, excess, surfeit; the capacity or inclination for magnanimity, optimism, enthusiasm, felicity, liberality, breadth of experience, philosophical and cultural aspiration, comprehensiveness and largeness of vision, pride, arrogance, aggrandizement, extravagance; fecundity, fortune, and providence; Zeus, the king of the Olympian gods.
Saturn: the principle of limit, structure, contraction, constraint, necessity, hard materiality, concrete manifestation; time, the past, tradition, age, maturity, mortality, the endings of things; gravity and gravitas, weightiness, that which burdens, challenges, fortifies, deepens; the tendency to confine and constrict, to divide and define, to negate and oppose, to strengthen through tension and resistance, to rigidify, to repress, to maintain a conservative and strict authority; to experience difficulty, decline, deprivation, defect and deficit, defeat, failure, alienation; the labor of existence, suffering, old age, death; the weight of the past, the workings of fate, character, karma, the consequences of past action, error and guilt, punishment, retribution; pessimism, inferiority, inhibition, isolation, oppression and depression; the impulse and capacity for discipline and duty, order, solitude, concentration, thoroughness and precision, discrimination and objectivity, restraint and patience, endurance, responsibility, seriousness, authority, wisdom; the harvest of time, effort, and experience; the concern with consensus reality, factual concreteness, conventional forms and structures, foundations, boundaries, solidity and stability, security and control, rational organization, efficiency, law, right and wrong, judgment, the superego; the dark, cold, heavy, dense, dry, old, slow, distant; Kronos, the stern father of the gods, the senex .
The above seven archetypal principles correspond to the seven celestial bodies known to the ancients, and constituted the foundation of the astrological tradition from its prehistoric origins through the early modern era. These principles were well-established in their basic character from the beginning of the classical Western astrological tradition in the early Hellenistic era, from around the second century BC onward, and their meanings continued to develop and be elaborated throughout later antiquity, the medieval era, and the Renaissance not only in astrological practice and esoteric writings but in the art, literature, and evolving religious and scientific thought of the larger culture.
Of the seven, Saturn was the most distant, slowest-moving planet visible to the naked eye, and its complex of meanings directly reflected that status—the ruler of boundaries and limits, of finitude and endings, of distance, age, time, death, and fate. Many ancients, such as the Gnostics and initiates of the mystery religions, believed that beyond Saturn existed another realm ruled by a greater, more encompassing deity, governing a domain of freedom and immortality beyond the constraints of fate and death. As we move to a brief summary of Uranus, Neptune, and Pluto, their discovery and their observed archetypal qualities, we move in time from the ancient to the modern, and in space from the orbit of Saturn to the much larger regions of space circumscribed by these outermost known planets, described by Dane Rudhyar as “ambassadors of the galaxy.”
Compared with the planets known to the ancients, with their Greco-Roman mythological associations and corresponding astrological meanings, the names and meanings of the three planets discovered by telescope in the modern era present a very different situation. Uranus, Neptune, and Pluto were named by modern astronomers without any archetypal correspondences in mind. They therefore inherited no archetypal meanings sanctioned by ancient tradition, meanings that were in turn affirmed, refined, and elaborated by continuing observations. This circumstance formed the starting point for an unexpectedly fruitful line of research, the results of which inform the following chapters. Many clarifications emerged concerning the relationship between the planets’ given astronomical names and their observed archetypal meanings, based on the expanding body of empirical correlations recorded by the astrological research community. While correlations involving the ancient planets out through Saturn consistently suggest a definite coherence between the planets’ specific mythological names and the observed synchronistic archetypal phenomena, correlations involving the outer three planets seem to point to archetypal principles whose nature in crucial respects differ from or radically transcend their astronomical names.
Uranus: For millennia, the Sun and Moon, Mercury, Venus, Mars, Jupiter, and Saturn formed what the ancients considered to be an absolute cosmic structure of moving celestial bodies reflecting the primordial forces that governed human affairs. In 1781, however, an astronomer and musician named William Herschel, while conducting an exhaustive telescopic survey of the heavens, suddenly observed an object that was not an ordinary star. The object turned out to be the first planet to be discovered since antiquity. Herschel’s stunning discovery immediately transformed the dimensions of the known solar system, the new planet being twice as far from the Sun as Saturn. It also presented an unprecedented challenge to the astrological tradition. The ancient seven-planet hierarchy circumscribed by Saturn had been irrevocably disrupted, with no established archetypal meaning for the new planet. Contemporary skeptics viewed its discovery as having placed the last nail in the coffin of a discredited astrology whose demise had been caused by the Scientific Revolution and proclaimed by the Enlightenment.
Astronomers considered several names for the new planet. Herschel first proposed the name Georgium Sidus in honor of his sovereign patron, George III of England. The French, no doubt unenthusiastic about the planetary deification of an English monarch, used the name Herschel . In the end, in keeping with the planets known to the ancients, the pantheon of classical mythology was called upon. The German astronomer Johann Elert Bode had suggested the name Uranus in the year of its discovery, and it was this name that eventually received international acceptance. The logic for naming the new planet Uranus seems to have been straightforward: The mythological Ouranos was the father of Kronos (Saturn), corresponding to the fact that the new planet was located beyond Saturn in the heavens—just as Saturn was the father of Jupiter in mythology and the next planet beyond Jupiter in the heavens. Ouranos was also the god of “the starry sky,” as Hesiod called him, thus providing what seemed to be an especially apt name for the new planet. Astrologers adopted the name Uranus as well, but the meaning they eventually came to attribute to the new planet was generally different in character from that of the mythological Ouranos.
Since at least the turn of the twentieth century, the unanimous consensus among contemporary astrologers has held the planet Uranus to be empirically associated with the principle of change, rebellion, freedom, liberation, reform and revolution, and the unexpected breakup of structures; with sudden surprises, revelations and awakenings, lightning-like flashes of insight, the acceleration of thoughts and events; and with intellectual brilliance, cultural innovation, technological invention, experiment, creativity, and originality. In addition to the occurrence of sudden breakthroughs and liberating events, Uranus transits are linked to unpredictable and disruptive changes, hence the planet is often referred to as the “cosmic trickster.” Another set of themes associated with Uranus is a concern with the celestial and the cosmic, with astronomy and astrology, with science and esoteric knowledge, and with space travel and aviation. In terms of personal character, Uranus is regarded as signifying the rebel and the innovator, the awakener, the individualist, the dissident, the eccentric, the restless and wayward. These various qualities are considered to be so pronounced in persons born with a prominent Uranus, and expressed so conspicuously in a person’s life during Uranus transits, that there seems to have been essentially no disagreement among astrological authorities for at least the past century that these characteristics reflect the archetypal nature of the planet Uranus.
Only a few of these observed qualities, however, are directly relevant to the Greek mythic figure of Ouranos. There is nothing in the mythological Ouranos’s character suggestive of the capacity or impulse for change, rebellion, liberation, awakening, or inventiveness. The tenor of the myth is entirely different: Ouranos is the primordial god of the heavens, found in many mythologies, whose relationship to the Earth goddess Gaia forms part of the Greek creation myth. Ouranos’s role in that myth is not to initiate rebellion and change, but rather to resist it. Whereas the mythological Ouranos encounters a revolt by his progeny and is overthrown, the astrological Uranus is regarded as quite the opposite—that which rebels and overthrows. Most of the other qualities believed by astrologers to be associated with the planet Uranus—freedom, unpredictability, suddenness, speed, excitement, stimulation, restlessness, experiment, brilliance, originality, individualism, and so forth—have no plausible counterparts in the myth of Ouranos. The important exception among the qualities and themes attributed to Uranus is the concern with the cosmic and celestial, with space and space travel, and with astronomy and astrology, all of which well fit Ouranos’s nature as the god of the “starry sky.” Aside from this crucial parallel, however, unlike the planets known to the ancients, the planet Uranus does not closely correspond in its mythological name with the larger range of its observed astrological meanings. In most respects, the naming would appear to have arisen from the conventional logic of late eighteenth-century astronomers, not from the intuitive archetypal insight that is traditionally assumed to have played a role in the naming of the ancient planets.
Remarkably, however, all of the archetypal qualities associated with the new planet do fit another figure in Greek mythology with extraordinary precision: Prometheus, the Titan who rebelled against the gods, helped Zeus overthrow the tyrannical Kronos, then tricked the new sovereign authority Zeus, and stole fire from Mount Olympus to liberate humanity from the gods’ power. Prometheus was considered the wisest of his race and taught humankind all the arts and sciences. Every major theme and quality astrologers associate with the planet Uranus seems to be reflected in the myth of Prometheus with a somewhat uncanny poetic exactitude: the initiation of radical change, the passion for freedom, the defiance of authority, the act of cosmic rebellion against a universal structure to free humanity of bondage, the urge to transcend limitation, the intellectual brilliance and genius, the element of excitement and risk. So also Prometheus’s style in outwitting the gods, when he used subtle stratagems and unexpected timing to upset the established order. He too was regarded as the trickster in the cosmic scheme. The resonant symbol of Prometheus’s fire conveys at once a rich cluster of meanings—the creative spark, cultural and technological breakthrough, brilliance and innovation, the enhancement of human autonomy, sudden inspiration from above, the liberating gift from the heavens, the solar fire and light, lightning and electricity in their many senses both literal and metaphoric, the sudden catalyst of the new, speed and instantaneousness, incandescence, sudden enlightenment, intellectual and spiritual awakening—all of which astrologers consider to be connected with the planet Uranus.
Interestingly, the major theme of the astrological Uranus that was clearly relevant to the mythological Ouranos—the association with the heavens, the cosmic, the astronomical and astrological, “the starry sky”—can also be recognized as essential to the Promethean myth, visible in Prometheus’s role as teacher of astronomy and science to humankind, his quest to steal the fire from the heavens, and his concern with foresight, prediction, and esoteric understanding. The same theme is evident in the essential Promethean impulse to defy limitations, to defy the weight and slowness of gravity, to ascend and liberate from all constraints, and, more generally, to move humankind into a fundamentally different cosmic position in relationship to the gods.
The extant astrological literature does not reveal the precise basis originally used to determine Uranus’s astrological meaning in the course of the nineteenth century, when astrologers were relatively few and texts rare. The earliest texts from the beginning of the twentieth century imply that consensus on the basic themes and qualities had already been achieved for some time. It is possible that the unique (and, indeed, Promethean) character of the planet’s discovery itself had suggested the nature of the principle involved—the sudden breakthrough from the heavens, the unexpected and unprecedented nature of the event, the crucial involvement of a technological invention (telescope), the radical disruption of astronomical and astrological tradition, the overthrow of past limits and structures. However, the earliest astrological texts I could find that discussed Uranus referred only to the character traits of persons with Uranus prominently placed at birth, implying that the study of natal charts had served as the principal basis for Uranus’s definition.
More recent astrological sources suggested that the historical period of the planet’s discovery in the late eighteenth century was relevant to its archetypal meaning—using the reasoning that the discovery of the physical planet in some sense represented an emergence of the planet’s corresponding archetype into the conscious awareness of the collective psyche. In this regard the parallels with Uranus’s astrological meaning were certainly clear: The planet’s discovery in 1781 occurred at the culmination of the Enlightenment, in the extraordinary era that brought forth the American and French Revolutions, the Industrial Revolution, and the age of Romanticism. In all these coinciding historical phenomena, the figure of Prometheus is of course readily evident as well: the championing of human freedom and individual self-determination, the challenge to traditional beliefs and customs, the revolt against royalty and aristocracy, against established religion, social privilege and political oppression; the Declarations of Independence and the Rights of Man, liberté and egalité ; the beginnings of feminism, the widespread interest in radical ideas, the rapidity of change, the embrace of novelty, the celebration of human progress, the many inventions and technological advances, the revolutions in art and literature, the exaltation of the free human imagination and creative will, the plethora of geniuses and culture heroes. Here too were the Romantic poets with their great paeans to Prometheus himself. If the age of Uranus’s discovery were to be given an archetypal characterization, none seemed more appropriate than “Prometheus Unbound.”
I have taken more time here in explicating the case of Uranus in the midst of these otherwise brief initial summaries of the planetary meanings, as it was my early study of this planet and the significant discrepancies between its given mythological name and its subsequently observed archetypal associations that set in motion many of the conceptual clarifications and research directions that form the background of the present book.8 The parallels with the mythic figure of Prometheus were sufficiently suggestive that I began a systematic examination of Uranus in natal charts, in transits, and in historical cycles, to see whether such an archetypal identification or association deepened my understanding of the relevant phenomena. The parallels also suggested to me the importance of carefully thinking through the relationship between planets and archetypes, between the given mythological names and the observed astrological meanings, and, more generally, between the empirical evidence of synchronistic correlations and an archetypal dimension of being to which the correlations appeared to point.
Neptune: On the basis of unexplained aberrations in the observed orbit of Uranus, two astronomers, John Couch Adams and Urbain Leverrier, independently posited the existence and position of a planet beyond Uranus whose gravitational influence was pulling Uranus out of its calculated orbit. The new planet was discovered in the predicted position by Johann Galle in 1846 and named Neptune, after the god of the sea. In the ensuing decades, astrologers again gradually arrived at a surprisingly universal consensus concerning the principal qualities and themes observed to coincide with the new planet’s position in natal charts and transits.
Neptune is associated with the transcendent, spiritual, ideal, symbolic, and imaginative dimensions of life; with the subtle, formless, intangible, and invisible; with the unitive, timeless, immaterial, and infinite; with all that which transcends the limited literal temporal and material world of concretely empirical reality—myth and religion, art and inspiration, ideals and aspirations, dreams and visions, mysticism, religious devotion, universal compassion. It is associated with the impulse to surrender separative existence and egoic control, to dissolve boundaries and structures in favor of underlying unities and undifferentiated wholes, merging that which was separate, healing and wholeness; the dissolution of ego boundaries and reality structures, states of psychological fusion and intimations of intrauterine existence, melted ecstasy, mystical union as well as primary narcissism; with tendencies towards illusion and delusion, deception and self-deception, escapism, intoxication, psychosis, perceptual and cognitive distortions, conflation and confusion, projection, fantasy; with the bedazzlement of consciousness whether by gods, archetypal complexes, or ideologies; with enchantment, in both positive and negative senses.
The archetypal principle linked to Neptune governs all non-ordinary states of consciousness, as well as the stream of consciousness and the oceanic depths of the unconscious. Characteristic metaphors for its domain include the infinite sea of the imagination, the mystical ocean of divine consciousness, the waters of purity and healing, and the archetypal wellspring of life. It is, in a sense, the archetype of the archetypal dimension itself, the anima mundi , the Gnostic pleroma, the Platonic realm of transcendent Ideas, the domain of the gods, the Immortals. In mythic terms, it is associated with the all-encompassing womb of the Goddess, and with all deities of mystical union, universal love, and transcendent beauty; the mystical Christ, the all-compassionate Buddha, the Atman-Brahman union, the union of Shiva and Shakti, the hieros gamos or sacred marriage; the dreaming Vishnu, maya and lila , the self-reflecting Narcissus, the divine absorbed in its own reflection; Orpheus, god of artistic inspiration, the Muses; the cosmic Sophia.
Considered as a whole, these themes, qualities, and figures suggest that the name Neptune is both apt and inadequate in denoting a mythological figure embodying the planet’s corresponding archetypal principle. On the one hand, central to the observed characteristics is an underlying symbolic association with water, the sea, the ocean, streams and rivers, mists and fogs, liquidity and dissolution, the amniotic and prenatal, the permeable and undifferentiated. In this regard, one thinks of the many oceanic and watery metaphors used to describe mystical experience, the primordial participation mystique of undifferentiated awareness, the fetal and infantile state of primary fusion, the realms of the imagination, the fluid nature of psychic life generally: the stream of consciousness, the influx of inspiration, the all-encompassing divine ocean of consciousness of which our individual selves are but temporarily separate drops, the mists of prehistory, the fog of confusion, drowning in the treacherous deep waters of the unconscious psyche, slipping into madness or addiction, surrendering to the flow of experience, dissolving into the divine union, melted ecstasy, and so forth. One thinks here, too, of Freud’s reference to the “oceanic feeling”: “a sensation of ‘eternity,’ a feeling as of something limitless, unbounded—as it were, ‘oceanic’. . . . it is the feeling of an indissoluble bond, of being one with the external world as a whole.” Equally relevant is William James’s image of a transcendental “mother-sea” of consciousness with which the individual consciousness is continuous, and of which the brain essentially serves as a sieve or filtering conduit.9
On the other hand, in virtually all other respects the original mythological character of the Roman Neptune and Greek Poseidon—tempestuous, violent, earthshaking, belligerent, often ill-tempered and vengeful (thus resembling most of the other Greco-Roman patriarchal warrior gods)—is deeply incongruent with the complex set of qualities and themes that have been consistently observed in connection with the planet Neptune, and that are more accurately reflected in the mystically unitive deities and archetypal figures cited above. Nevertheless, as with Uranus’s mythological association with the starry heavens and air, so also with Neptune’s association with the sea and water: the name given to the new planet does seem to possess a certain poetic accuracy in terms of the mythological location and element associated with it, perhaps a reflection of synchronistic factors playing a role in the astronomers’ intuition and choice of names.
Pluto: On the basis of discrepancies observed in the orbit of Neptune as well as aberrations still remaining in the orbit of Uranus, the existence of a further planet was posited by the astronomer Percival Lowell, leading to its discovery in 1930 by Clyde Tombaugh. Further extensive observations with increasingly advanced technologies have uncovered no further planets within our solar system. After much consideration among many alternatives, the new planet was named Pluto, god of the underworld. Observations of potential correlations with Pluto by astrologers in the subsequent decades suggested that the qualities associated with the new planet in fact bore a striking relevance to the mythic character of Pluto, the Greek Hades, as well as to the figure of Dionysus, with whom Hades-Pluto was closely associated by the Greeks.10 Closely analogous to Freud’s concept of the primordial Id, “the broiling cauldron of the instincts,” and to Darwin’s understanding of nature and the biological struggle for existence, the archetype associated with the planet Pluto is also closely linked to Nietzsche’s Dionysian principle and the will to power, as well as to Schopenhauer’s blind striving Will—all embodying the powerful forces of nature and emerging from nature’s chthonic depths, the intense, fiery elemental underworld. Again, as with both Uranus and Neptune, so also in Pluto’s case the mythological domain and element associated with the new planet’s given name appear to be poetically accurate, but here the overall archetypal parallels between the mythic figure and the observed qualities are considerably more extensive.
Beyond these ancient Greco-Roman figures (Pluto, Hades, Dionysus) and cognate modern European concepts (Freudian Id, Darwinian nature, Schopenhauerian Will, Nietzschean will to power and Dionysian impulse), the archetype associated with the planet Pluto also encompasses a number of major deities outside the Western context such as Shiva, god of destruction and creation, as well as Kali and Shakti, goddesses of erotic power and elemental transformation, destruction and regeneration, death and rebirth.
To summarize the consensus of contemporary astrologers: Pluto is associated with the principle of elemental power, depth, and intensity; with that which compels, empowers, and intensifies whatever it touches, sometimes to overwhelming and catastrophic extremes; with the primordial instincts, libidinal and aggressive, destructive and regenerative, volcanic and cathartic, eliminative, transformative, ever-evolving; with the biological processes of birth, sex, and death, the cycle of death and rebirth; with upheaval, breakdown, and decay, violent, purgatorial discharge of pent-up energies, purifying fire; situations of life-and-death extremes, power struggles, all that is titanic, potent, and massive; with the underworld in all senses—elemental, geological, instinctual, political, social, sexual, urban, criminal, mythological, demonic—the dark, mysterious, taboo, and often terrifying reality that lurks beneath the surface of things, beneath the ego, societal conventions, and the veneer of civilization, beneath the surface of the Earth, that is periodically unleashed with destructive and transformative force; that which impels, burns, consumes, transfigures, resurrects; the Serpent power, kundalini; the Greek Hades and Dionysus; the Indian deities of destruction and regeneration, death and rebirth, Shiva, Kali, Shakti.
As we will see in the coming chapters, much of the evidence we will be examining, both biographical and historical, concerns correlations involving the three outermost planets. The archetypal principles associated with Uranus, Neptune, and Pluto seem to be particularly relevant for illuminating the deeper transpersonal and collective patterns of historical, cultural, and psychological phenomena.
2. I have examined these several
stages in the evolution of the archetypal perspective in the history of Western
thought at greater length in The Passion of the Western Mind
. For the Platonic doctrine of archetypal Forms and its complex relationship to Greek myth, see pp. 4-32. For Aristotle’s contrasting view of universals, see pp. 55-72. For later classical developments, see pp. 81-87. For Christian, medieval, and Renaissance developments, see pp. 106-111, 165-170, 179-191, 200-221.
3. Cf. Aby Warburg’s description
of astrology as uniquely “the meeting and confrontation point between the
demands of a rational order, as in Greek science, and the myths and
superstitions inherited from the East: between logic and magic, between
mathematics and mythology, between Athens and Alexandria” (Eugenio Garin,
Astrology in the Renaissance
, trans. C. Jackson and J. Allen, rev. C. Robertson [London: Arkana, 1983], p. xi). Aside from the historically inaccurate suggestion that myths were not fundamental to the ancient Greek sensibility, and the related assumption of Alexandrian or Eastern irrationalism, the description otherwise aptly renders the dialectical synthesis that brought forth the Western astrological tradition in the Hellenistic era.
4. An additional difference between Platonic and Jungian
archetypes has been emphasized by classical Jungians (e.g., Edward Edinger,
Marie-Louise von Franz), who regard Platonic principles as inert patterns, as
compared with Jungian archetypes which are seen as dynamic agencies in the
psyche, independent and autonomous. The problem with this simple distinction is
that Plato's archetypal principles are of widely varying kinds, shifting in
nature from dialogue to dialogue. While some are indeed inert patterns (e.g.,
the mathematical forms), others possess a spiritual dynamism whose epiphanic
power transforms the philosopher's being and whose ontological power moves the
cosmos (the Good, the Beautiful). Similarly, Plato’s discussion of Eros in
The Symposium
suggests a psychological dynamism not unlike what one would find in a Jungian context (and, in this case, Freudian as well). There is more continuity between Plato's Forms and the ancient gods than the inert-pattern characterization would indicate.
The dynamism of universal forms becomes fully explicit in Aristotle, but at the expense of their numinosity and transcendence. In effect, Jung draws on different aspects of the Platonic and Aristotelian conceptions, integrating these in turn with Freudian-Darwinian instincts and Kantian categories. Jung does not, however, always keep these differing and overlapping aspects of archetypes in view or sufficiently distinguished, which has produced confusion and controversy in many discussions of Jungian archetypes in recent decades, as discussed in the next note.
5. When Jung made statements such as “. . . in the symbol
the world itself is speaking,” or “Synchronicity postulates a meaning
which is a priori
in relation to human consciousness and apparently exists outside man,” it is clear that he had transcended the Kantian epistemological framework with its decisive division between subjectively structured phenomena and unknowable noumena (things-in-themselves beyond the reach of human subjectivity). Archetypes whose meaning could be said to “exist outside man,” informing both the human psyche and the “world itself,” were clearly not bound by the Kantian structure of knowledge and reality.
Yet in his own mind, as reflected
in many statements both public and private, Jung loyally upheld the Kantian
framework throughout his life, and never ceased insisting on its essential
relevance and validity for his findings. The paradoxes, contradictions, and
confusions of the Jung-Kant relationship deeply affected important dialogues in
which Jung participated in the course of his life, and have riddled Jung
scholarship for decades. (See, for example, Stephanie de Voogd, “C. G. Jung:
Psychologist of the Future, ‘Philosopher’ of the Past,” Spring 1977: An
Annual of Archetypal Psychology and Jungian Thought, pp. 175-182; Barbara
Eckman, “Jung, Hegel, and the Subjective Universe,” Spring 1986: An Annual
of Archetypal Psychology and Jungian Thought
, pp. 88-99; as well as many contributions from Wolfgang Giegerich.)
Certainly Jung’s continuing loyalty to Kant was
biographically understandable, given not only the enduring effect of reading
Kant and Schopenhauer (his entrée to Kant) in his youth, but also the cultural
and intellectual context within which he worked throughout his life. From the
beginning of Jung’s career, Kant’s thought provided Jung with crucial
philosophical protection vis-à-vis conventional scientific critiques of his
findings. Jung could always defend his controversial discussions of spiritual
phenomena and religious experience by saying that these were empirical data
revealing the structure of the human mind, with no necessary metaphysical
implications. But as many commentators have noted, not only did Jung often make
statements with vivid metaphysical implications and assumptions, but in addition
the Kantian framework became less and less capable of assimilating the
discoveries and theoretical advances of Jung’s later work, particularly in the
area of synchronicity and what he now called the “psychoid” (psyche-like)
archetype that is seen as informing both psyche and matter, challenging the
absoluteness of the modern subject-object dichotomy. As a result, his statements
concerning these epistemological and metaphysical issues became increasingly
ambiguous and self-contradictory. (See, for example, Sean Kelly’s insightful
discussion from the Hegelian perspective in Individuation and the
Absolute
[New York: Paulist Press, 1993], pp. 15-37.)
I believe there was a further reason that the later Jung invoked the Kantian framework so often when he discussed archetypes. If I can try to sum up a complex situation briefly, it would seem that Jung unwittingly conflated the issue of archetypal multivalence with the issue of whether archetypes could be directly knowable. On the one hand, Jung recognized and often stressed the fact that archetypes are always observed and experienced in a diverse multiplicity of possible concrete embodiments, so that the full essence and meaning of the archetype must be regarded as fundamentally transcending its many particular manifestations. On the other hand, however, he often conflated this crucial insight with the quite separate epistemological issue of whether archetypes can be directly experienced and known as principles that transcend the human psyche, or whether they can only be indirectly inferred by observing the configurations of psychological phenomena which are structured by archetypes that are ultimately “unknowable” in themselves (noumena). In his understandable attempt to preserve the multivalent indeterminacy of archetypes, transcending every particular embodiment, Jung called upon a Kantian framework of phenomenon and noumenon which seemed to entail the unknowability of the archetypes in themselves, their humanly unreachable essence beyond every diverse manifestation.
Jung seems not to have fully grasped the epistemological and ontological possibility of a genuine direct participation (in both the Platonic sense and the contemporary sense of co-creative enaction) in a dynamically multivalent archetype that in some sense remains indeterminate until concretely enacted. This theoretical limitation also informed and, I believe, helped produce Jung’s many contradictory and confusing statements about the unconscious and the psyche, and about various metaphysical and spiritual issues such as God and the God-image, that fueled his famous controversies with Martin Buber and Fr. Victor White.
Jung’s occasional unclarity about the nature of archetypes seems also to have been increased by his unconscious conflation of two different Kantian ideas in his discussions of archetypes. Jung saw archetypes, on the one hand, as a priori forms and categories, and on the other hand, as unknowable transcendent noumena which exist behind and beyond all phenomena (a point made by de Voogd, op. cit.). Thus for Jung, archetypes were essentially fulfilling both functions in the Kantian framework—categories of experience and noumenal things-in-themselves—but he did not seem aware that he moved back and forth between these two separate functions in his various statements and formulations.
Doubtless part of the confusion underlying Jung’s many
discussions of archetypes reflects the extremely complex and enigmatic problem
of projection
—namely, how constellated archetypes can configure our lived reality and give meaning to our experience not only by shaping and constituting our perceptions but also, at times, by deeply distorting them. This issue is connected with another, equally complex and enigmatic. For in the background of Jung’s conflicting philosophical loyalties and statements loomed his lifelong struggle with the disenchanted modern cosmos, which he both took seriously and saw through, and which had similarly shaped and confused Kant’s philosophical struggles and formulations. Against the overwhelming contemporary scientific consensus concerning the disenchanted nature of the cosmos and the workings of nature, Jung could never be quite sure how much trust he should place in his spiritually revelatory observations and intuitions concerning a world embedded with purpose and meaning, despite the fact that the data repeatedly seemed to break out of a subjectivist or psychologistic confinement. So he hedged his bets by frequent allusions to Kant’s philosophical strictures.
Since Jung’s death, the extraordinary expansion of astrological research and evidence (compared with the more limited astrological data Jung was working with in his own lifetime), combined with a deeper philosophical and psychological understanding of the complex ontology and epistemology of archetypes, has helped to clarify the challenging issues with which he was increasingly confronted with each passing decade of his life and work. These issues have important philosophical implications beyond the fields of psychology and astrology. I believe that many of the major points of conflict and ambiguity within the postmodern mind concerning the social construction of knowledge, projection, subjectivism, relativism, pluralism, and participation will be helpfully illuminated by these developments in the archetypal astrological field.
An especially valuable resource for engaging some of these
fundamental issues in postmodern thought outside the Jungian and astrological
contexts, particularly as they concern the philosophy and psychology of
religion, is Jorge Ferrer’s Revisioning Transpersonal Theory: A
Participatory Vision of Human Spirituality
(Albany, New York: State University of New York Press, 2002).
6. The ancient Greek root for the word
“planet”—planetes—meant “wanderer,” and signified not only Mercury,
Venus, Mars, Jupiter, and Saturn but also the Sun and Moon—i.e., all the visible
celestial bodies that, unlike the fixed stars, moved through the sky in ways
that differed from the simple single motion and eternal regularity of the
diurnal westward movement of the entire heavens. Though sometimes a distinction
is made between planets and luminaries, the astrological tradition has generally
retained this original meaning, referring to the Sun and Moon as planets. One
finds this usage in the European literary tradition as well, as in Shakespeare’s
Troilus and Cressida
: “Therefore is the glorious planet Sol / In noble eminence enthroned and sphered.”
7. See A. E. Taylor's translation of Plato's Philebus
and Epinomis
, with an introduction by R. Klibansky (London: Thomas Nelson, 1956).
8. I first discussed
the issue of Uranus’s archetypal meaning in a monograph entitled “Prometheus the
Awakener,” written in 1978-79 and privately distributed among colleagues. A
preliminary analysis intended mainly for the Jungian, archetypal psychology, and
astrological communities, it was later published in the National Council of
Geocosmic Research Monographs (1981) and, in slightly expanded form under
the title “Uranus and Prometheus,” in the Spring Journal of Archetypal
Psychology and Jungian Thought (1983). Both versions were published in
several other astrological journals in Europe and the United States during the
following decade. The monograph was later published as a small book in an
expanded version as Prometheus the Awakener, first in England (Oxford:
Auriel Press, 1993) and subsequently in the U.S. (Woodstock, Conn.: Spring
Publications, 1995). Other discussions of the parallels between the astrological
Uranus and the mythological Prometheus can be found in Stephen Arroyo,
Astrology, Karma, and Transformation (1978), p. 40, the earliest
mention of the correspondence of which I am aware; and in Liz Greene, The
Art of Stealing Fire
(London: CPA Press, 1996), a more recent, longer treatment which draws, in part, on my monograph.
9. William James, Human Immortality (1898): “In cases of conversion, in providential leadings, sudden mental healings, etc., it seems to the subjects themselves of the experience as if a power from without, quite different from the ordinary action of the senses or of the sense-led mind, came into their life, as if the latter suddenly opened into that greater life in which it has its source. The word ‘influx,’ used in Swedenborgian circles, well describes this impression of new insight, or new willingness, sweeping over us like a tide. . . . We need only suppose the continuity of our consciousness with a mother sea, to allow for exceptional waves occasionally pouring over the dam.”
10. Both Heraclitus and Euripides identified Dionysus and Hades as one and the same deity, an identification that parallels modern astrological observations of archetypal phenomena associated with the planet Pluto.
Copyright 2004 by Richard Tarnas
© 2024
Matthew Stelzner. All rights reserved.
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